Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Shrock is a registered representative with Morgan Stanley & Co. LLC. Brian has been in the securities industry for 5 years. Brian is licensed to sell securities in California and New York. Brian holds the Series 63, Series 79 and SIE licenses. Brian was previously registered with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/04/2022 - Present
Morgan Stanley & Co. LLC (Menlo Park CA)
CA
08/28/2017 - 03/12/2022
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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