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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Clayton is a financial advisor at LPL Financial LLC and has over 20 years of experience in the financial services industry. Brian's previous experience includes working for Capital Investment Group, Inc., Wachovia Securities, LLC, and First Union Brokerage Services, Inc. Brian holds the Series 6, Series 7, Series 63, and Series 65 licenses and has experience with investment companies, variable contracts, and other insurance products. Brian is registered to provide investment advisory services in Texas, North Carolina and other states. Brian can help clients with financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/07/2021 - Present
LPL Financial LLC (BURLINGTON NC)
NC
08/31/2004 - 09/23/2011
CAPITAL INVESTMENT GROUP, INC. (BURLINGTON NC)
MO
10/01/2000 - 09/02/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/18/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 05/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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