Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Shaw

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Shaw

Brian Shaw is a registered representative with W&S Brokerage Services, Inc. Brian is based in FORT WRIGHT, KY and has been in the securities industry for over 2 years. Brian has a Series 63, Series 6TO and SIE license. Brian specializes in providing investment advice and portfolio management services to individuals.

Firm Information

Brian Shaw is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Shaw’s Registration & Firm History

KY

01/16/2024 - Present

W&S Brokerage Services, Inc. (FORT WRIGHT KY)

Not sure if Brian Shaw is right for you?

Licenses & Designations

BC

Issued 02/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian Shaw. Review regulatory record here.
Not sure if Brian Shaw is right for you?