Unclaimed
Brian Shaw is a registered representative with W&S Brokerage Services, Inc. Brian is based in FORT WRIGHT, KY and has been in the securities industry for over 2 years. Brian has a Series 63, Series 6TO and SIE license. Brian specializes in providing investment advice and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KY
01/16/2024 - Present
W&S Brokerage Services, Inc. (FORT WRIGHT KY)
BC
Issued 02/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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