Unclaimed
Brian Orol is a financial advisor with over 27 years of experience in the financial services industry. Brian is currently registered with Raymond James Financial Services Advisors, Inc., and holds Series 7, Series 63, Series 24, and Series 65 licenses. Brian provides a range of financial services, including financial planning, portfolio management, and investment consulting. Brian is committed to providing clients with personalized advice and strategies that are designed to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
12/13/2024 - Present
Raymond James Financial Services Advisors, Inc. (RALEIGH NC)
MO
06/10/1998 - 12/04/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
CA
01/03/1995 - 06/10/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 03/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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