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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kawano is an investment advisor representative registered in 8 states. Brian has been in the financial services industry for over 40 years. Brian is currently employed with LPL Financial LLC in Honolulu, HI. Previously, Brian was an advisor with OSAIC WEALTH, INC., SIGNATOR INVESTORS, INC., PRINCOR FINANCIAL SERVICES CORPORATION, VALIC FINANCIAL ADVISORS, INC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, PRUDENTIAL RETIREMENT SERVICES, INC., BENEFITSCORP EQUITIES, INC., PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, SUNAMERICA SECURITIES, INC., and SOUTHMARK FINANCIAL SERVICES, INC.. Brian holds Series 6, 7, 63, and 66 licenses, along with the SIE exam. Brian offers a range of investment advisory services, including financial planning, portfolio management, and pension consulting. Brian also offers other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
11/02/2023 - Present
LPL Financial LLC (HONOLULU HI)
HI
11/02/2018 - 11/07/2023
OSAIC WEALTH, INC. (HONOLULU HI)
HI
04/16/2010 - 11/02/2018
SIGNATOR INVESTORS, INC. (HONOLULU HI)
HI
07/07/2009 - 04/20/2010
PRINCOR FINANCIAL SERVICES CORPORATION (HONOLULU HI)
HI
06/26/2003 - 07/08/2009
VALIC FINANCIAL ADVISORS, INC. (HONOLULU HI)
NJ
01/01/1997 - 06/23/2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
05/01/1993 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
CO
03/14/1991 - 03/23/1994
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
NJ
06/01/1992 - 05/01/1993
PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)
NJ
08/01/1985 - 06/01/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
AZ
06/18/1989 - 12/11/1989
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
11/02/1987 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
12/13/1982 - 02/05/1986
G. T. MURRAY & CO.
BOTH
Issued 02/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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