Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sears is a financial professional with over 25 years of experience in the industry. Brian currently holds a Series 7, Series 7B, Series 25, Series 55, Series 57TO, Series 99TO, and SIE licenses and is registered to offer securities in New York and New Jersey. Brian has worked at a number of leading firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, Tullett Prebon Financial Services LLC, Fordham Financial Management, Inc., Peter Mancuso & Co L.P., and currently at TP Icap Global Markets Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/09/2021 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
04/18/2020 - 08/09/2021
FORDHAM FINANCIAL MANAGEMENT, INC. (New York NY)
NY
06/03/2019 - 04/20/2020
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
10/07/2009 - 06/18/2019
PETER MANCUSO & CO L.P. (NEW YORK NY)
NY
10/03/2000 - 07/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/06/1997 - 10/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/22/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 04/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1996
Series 7B - Floor Broker Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Sears is the right advisor for you? Invested Better is here to help.
