Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Scott Wubbe is a registered investment advisor representative in Pennsylvania. Brian has been in the securities industry since 2006 and has experience with a variety of firms including Brinker Capital Securities, LLC, Northern Lights Distributors, LLC, and Financial Telesis Inc. Brian currently works at SEI Investments Management Corp. in Oaks, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/06/2023 - Present
SEI Investments Management Corp. (OAKS PA)
PA
01/10/2019 - 09/01/2022
BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)
NE
10/15/2013 - 10/31/2018
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
PA
03/09/2012 - 09/04/2013
FINANCIAL TELESIS INC (BERWYN PA)
NY
10/26/2011 - 04/04/2012
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
PA
01/05/2010 - 10/15/2010
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
12/15/2006 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHILADELPHIA PA)
PA
03/16/2006 - 06/07/2006
METLIFE SECURITIES INC. (PLYMOUTH MEETING PA)
PA
03/16/2006 - 06/07/2006
METROPOLITAN LIFE INSURANCE COMPANY (PLYMOUTH MEETING PA)
IA
Issued 01/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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