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Brian Scott Williams

Charles Schwab & CO., Inc.

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About Brian Scott Williams

Brian Williams is a financial professional with over 19 years of experience in the industry. Brian has a Series 6 and SIE license and is currently registered with Charles Schwab & Co., Inc. in Lone Tree, Colorado. Brian has previously worked with firms including CURIAN CLEARING, LLC, JACKSON NATIONAL LIFE DISTRIBUTORS, INC. and NATIONAL PLANNING CORPORATION. Brian is a financial planner and advisor for Charles Schwab and specializes in providing investment advice and financial planning services. Brian's experience working with various clients and firms has allowed him to help people across different stages of life meet their financial goals.

Firm Information

Brian Williams is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Brian Williams’s Registration & Firm History

CO

09/21/2016 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CO

02/01/2007 - 07/14/2016

CURIAN CLEARING, LLC (DENVER CO)

TN

01/08/2004 - 11/17/2005

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

CA

03/05/2003 - 12/31/2003

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Scott Williams.
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