Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Whelan is a financial professional with over a decade of experience in the financial services industry. Brian is currently registered with Bay Crest Partners, LLC in New York, NY and Miami, FL. Brian has held previous roles at ICAP Corporates LLC, ALPS Distributors, Inc. and Morgan Stanley Smith Barney. Brian holds the Series 3, 7, 24, 55, 57TO, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/18/2017 - Present
BAY Crest Partners, LLC (NY NY)
NJ
05/19/2011 - 11/17/2016
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
12/17/2010 - 05/16/2011
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/23/2009 - 12/08/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
BOTH
Issued 01/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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