Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Urie is a financial advisor at LPL Financial LLC. Brian has been in the financial services industry since 1998. Brian's previous experience includes working at AXA Advisors, LLC and MONY Securities Corporation. Brian is registered with FINRA and the state of Utah. Brian holds the Series 6, 7, 24, 63, and 65 licenses. Brian is also a Certified Financial Planner. Brian has a strong commitment to providing clients with personalized financial advice and guidance. Brian offers a variety of financial services including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
08/28/2015 - Present
LPL Financial LLC (SALT LAKE CITY UT)
UT
06/01/2005 - 08/05/2015
AXA ADVISORS, LLC (SALT LAKE CITY UT)
NY
08/20/1998 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/17/2002 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
IA
Issued 01/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Urie is the right advisor for you? Invested Better is here to help.
