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Brian Scott Thomas

Southland Equity Partners, LLC

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About Brian Scott Thomas

Brian Thomas is an investment advisor representative at Southland Equity Partners, LLC in Makawao, Hawaii. Brian has been in the securities industry since 1998 and has been with Southland Equity Partners, LLC since 2014. Previously, Brian was registered with FSC SECURITIES CORPORATION in Makawao, Hawaii and UBS FINANCIAL SERVICES INC in Weehawken, New Jersey. Brian is licensed to conduct investment advisory business in Hawaii. Brian Thomas has passed the Series 7, Series 63, Series 65 and SIE exams. Brian is also an independent insurance agent.

Firm Information

Brian Thomas is currently registered with Southland Equity Partners, LLC. Southland Equity Partners, LLC is an investment advisor based in , with approximately $636,443,384 in regulatory assets under management. The firm provides portfolio management for individuals and other advisory services including financial planning, consulting services, and selection of other advisors. The firm has a total of 2714 accounts, including 2611 discretionary accounts. The firm primarily serves individuals other than high-net-worth individuals, with 2709 clients and $564,125,438 in assets under management, and high-net-worth individuals, with 8 clients and $72,317,946 in assets under management.

$636.44M

Assets Under Management

12

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting services

Consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Thomas’s Registration & Firm History

HI

09/17/2014 - Present

Southland Equity Partners, LLC (MAKAWAO HI)

HI

08/06/2003 - 12/31/2022

FSC SECURITIES CORPORATION (MAKAWAO HI)

NJ

10/23/1998 - 08/19/2003

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 10/09/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Brian Scott Thomas. Review regulatory record here.
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