Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is a financial advisor with LPL Financial LLC, a large independent broker-dealer, registered investment advisor, and insurance brokerage firm. Brian has been in the financial industry since 2006. Brian holds the Series 6, 7, and 66 securities licenses as well as the SIE. Brian is registered with the states of Arizona, California, Colorado, Florida, Illinois, Michigan, Nevada, New Mexico, New York, North Carolina, Oklahoma, Oregon, South Carolina, Texas, and Utah. Brian has previous experience with J.P. Morgan Securities LLC and Chase Investment Services Corp. Brian is a licensed insurance agent and also operates a financial advisor business under the name Financial Freedom Advisors. Brian provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
12/10/2021 - Present
LPL Financial LLC (PHOENIX AZ)
AZ
10/01/2012 - 12/11/2021
J.P. MORGAN SECURITIES LLC (SUN CITY WEST AZ)
AZ
07/18/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
BOTH
Issued 11/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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