Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is a registered Investment Advisor Representative with Gradient Advisors, LLC. Brian has been in the financial services industry since 2008. Brian has a Series 63, Series 65, Series 7, Series 9 and Series 10 licenses. Brian is a registered Investment Advisor Representative in Florida. Brian's prior experience includes roles at Charles Schwab & Co., Inc., Sigma Financial Corporation and New England Securities. Brian also owns and operates Help Me Mr. B, LLC, a non-investment related business. Brian has a wide range of experience in the financial services industry and is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
MN
10/06/2023 - Present
Gradient Advisors, LLC (ARDEN HILLS MN)
FL
02/04/2008 - 03/15/2012
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
MI
02/02/2004 - 11/12/2004
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
NY
01/07/2003 - 02/28/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
TX
02/12/1998 - 07/06/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 08/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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