Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Simmons is a financial advisor with LPL Financial LLC, working with clients in South Carolina and other states. Brian has been in the financial services industry since 2000 and holds a Series 7, Series 63, and Series 65 licenses. Brian has a strong understanding of the financial markets and provides a variety of financial services to individuals, families, and businesses, including financial planning, retirement planning, investment management, and insurance. Brian is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/01/2017 - Present
LPL Financial LLC (SALUDA SC)
SC
07/21/2011 - 12/18/2014
ROYAL ALLIANCE ASSOCIATES, INC. (GREENVILLE SC)
SC
10/21/2010 - 08/02/2011
SECURITIES AMERICA, INC. (GREENVILLE SC)
SC
01/11/2002 - 10/08/2010
UVEST FINANCIAL SERVICES GROUP, INC. (ANDERSON SC)
NC
11/22/2000 - 01/18/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 06/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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