Unclaimed
Brian Scott Schneider is a securities professional with over 1 year of experience in the industry. Brian is registered with Barings Securities LLC, a broker-dealer, and is licensed to provide investment advice in 51 states and the District of Columbia. Brian holds the Series 3, 7TO, and 63 licenses as well as the SIE exam. Brian's current registration status is active in all states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/04/2019 - Present
Barings Securities LLC (CHARLOTTE NC)
BC
Issued 05/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2019
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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