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Brian Scott Schneider

Barings Securities LLC

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About Brian Scott Schneider

Brian Scott Schneider is a securities professional with over 1 year of experience in the industry. Brian is registered with Barings Securities LLC, a broker-dealer, and is licensed to provide investment advice in 51 states and the District of Columbia. Brian holds the Series 3, 7TO, and 63 licenses as well as the SIE exam. Brian's current registration status is active in all states and the District of Columbia.

Firm Information

Brian Schneider is currently registered with Barings Securities LLC. Barings Securities LLC, established in 2011, is a Limited Liability Company headquartered in the United States. The firm is registered with the SEC and holds licenses in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Schneider’s Registration & Firm History

NC

04/04/2019 - Present

Barings Securities LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2019

Series 3 - National Commodity Futures Examination

BC

Issued 04/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/15/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Scott Schneider.
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