Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sandler is a financial advisor with Regions Securities LLC, based in Atlanta, Georgia. Brian has been working in the financial industry since November 2019. Brian is a Series 79TO and Series 63 licensed professional, having passed the SIE Exam as well. Brian has previously worked at Wells Fargo Securities, LLC in Charlotte, North Carolina. Brian is currently registered with the state of Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
10/13/2022 - Present
Regions Securities LLC (Atlanta GA)
NC
09/12/2019 - 06/22/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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