Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Regier is a financial advisor with Commonwealth Financial Network. Brian is a CERTIFIED FINANCIAL PLANNER™ professional, registered with the state of California as an investment advisor representative, and a registered representative of FINRA. Brian has been in the financial services industry since 1998 and is licensed to provide financial advice in multiple states. Brian has a strong background in investment and financial planning, helping individuals and families achieve their financial goals. Brian also provides fixed insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/01/2015 - Present
Commonwealth Financial Network (Fresno CA)
CA
02/10/2010 - 12/09/2015
PRINCOR FINANCIAL SERVICES CORPORATION (FRESNO CA)
CA
05/29/2007 - 03/01/2010
CITIGROUP GLOBAL MARKETS INC. (CLOVIS CA)
CA
10/23/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (CLOVIS CA)
CA
01/13/2004 - 10/23/2006
WELLS FARGO INVESTMENTS, LLC (PORTERVILLE CA)
IA
05/05/1998 - 01/05/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 04/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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