Unclaimed
Brian Polley is a financial advisor who is registered with MML Distributors, LLC. Brian has been working in the industry since 2003. Brian has passed the Series 6, SIE, and Series 63 exams. Brian is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/15/2004 - Present
MML Distributors, LLC (SPRINGFIELD MA)
CT
02/26/2010 - 10/25/2017
MML INVESTORS SERVICES, LLC (ENFIELD CT)
CA
09/22/2003 - 06/02/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Polley is the right advisor for you? Invested Better is here to help.