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Brian Scott Polley

MML Distributors, LLC

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About Brian Scott Polley

Brian Polley is a financial advisor who is registered with MML Distributors, LLC. Brian has been working in the industry since 2003. Brian has passed the Series 6, SIE, and Series 63 exams. Brian is registered in Massachusetts.

Firm Information

Brian Polley is currently registered with MML Distributors, LLC. MML Distributors, LLC is a Limited Liability Company formed in November 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Polley’s Registration & Firm History

MA

07/15/2004 - Present

MML Distributors, LLC (SPRINGFIELD MA)

CT

02/26/2010 - 10/25/2017

MML INVESTORS SERVICES, LLC (ENFIELD CT)

CA

09/22/2003 - 06/02/2004

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 11/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Scott Polley.
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