Unclaimed
Brian Scott Newman is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with Empower Financial Services, Inc. and has previously worked with J.P. Morgan Institutional Investments Inc. and Invesco AIM Distributors, Inc. Brian has a strong understanding of investment company products and variable contracts, having passed the Series 6 exam in 2000. Brian is also a licensed securities agent with a Series 63 license. Brian is committed to helping clients achieve their financial goals and is dedicated to providing them with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/02/2014 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/13/2009 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
TX
09/01/2003 - 08/31/2009
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
TX
07/10/2000 - 09/01/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 11/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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