Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Humphrey is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Ceros Financial Services, Inc. in Rockville, MD. Brian has a wide range of experience, including experience with TD Ameritrade, Inc. and Rydex Distributors, Inc. Brian is a Series 6, 7, 24, 63, 99TO and SIE licensed professional, with a wide range of experience in investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
01/24/2011 - Present
Ceros Financial Services, Inc. (ROCKVILLE MD)
DE
04/26/2006 - 01/12/2011
TD AMERITRADE, INC. (WILMINGTON DE)
MD
04/04/2000 - 03/02/2005
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
BC
Issued 08/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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