Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Humphrey is a financial advisor with over 25 years of experience in the industry. Brian is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Brian has a wide range of experience, including work with Fidelity Brokerage Services LLC and Fidelity Brokerage Services, Inc. Brian has extensive knowledge of financial products and services, and is committed to providing personalized advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/19/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TX
03/13/1998 - 01/19/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
07/30/1996 - 11/18/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
04/02/1996 - 07/29/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Humphrey is the right advisor for you? Invested Better is here to help.
