Unclaimed
Brian Hoffler is a financial professional with over 20 years of experience in the industry. He has a broad range of knowledge in the securities industry, having held positions at several firms including PRUCO Securities, LLC., R.D. White & Co., Inc., and IAR Securities Corp. Brian holds multiple licenses and certifications including Series 7, 24, 52, 53, and 63, demonstrating his commitment to professionalism and continuous learning. Currently, Brian is registered with Prudential Annuities Distributors, Inc. in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
03/15/2024 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
NJ
03/16/2001 - 03/22/2024
PRUCO SECURITIES, LLC. (Newark NJ)
NY
12/01/1998 - 03/31/1999
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
01/20/1998 - 06/10/1998
IAR SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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