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Brian Scott Hoffler

Prudential Annuities Distributors, Inc.

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About Brian Scott Hoffler

Brian Hoffler is a financial professional with over 20 years of experience in the industry. He has a broad range of knowledge in the securities industry, having held positions at several firms including PRUCO Securities, LLC., R.D. White & Co., Inc., and IAR Securities Corp. Brian holds multiple licenses and certifications including Series 7, 24, 52, 53, and 63, demonstrating his commitment to professionalism and continuous learning. Currently, Brian is registered with Prudential Annuities Distributors, Inc. in Connecticut.

Firm Information

Brian Hoffler is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Hoffler’s Registration & Firm History

CT

03/15/2024 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

NJ

03/16/2001 - 03/22/2024

PRUCO SECURITIES, LLC. (Newark NJ)

NY

12/01/1998 - 03/31/1999

R.D. WHITE & CO., INC. (NEW YORK NY)

NY

01/20/1998 - 06/10/1998

IAR SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 03/15/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Scott Hoffler.
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