Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Graf is a financial advisor with LPL Financial LLC. Brian has been in the financial services industry since 1997. Brian holds Series 7, 6, 24, 26, 53 and 66 securities licenses and is registered to conduct securities business in several states. Brian is also registered as an Investment Advisor Representative in Illinois and Texas. Brian has experience in providing investment advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/19/2021 - Present
LPL Financial LLC (PLAINFIELD IL)
IL
06/01/2010 - 07/22/2011
WOODBURY FINANCIAL SERVICES, INC. (CHANNAHON IL)
IL
10/31/2008 - 06/03/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (CHANNAHON IL)
IL
01/23/2008 - 10/09/2008
UVEST FINANCIAL SERVICES GROUP, INC. (BURR RIDGE IL)
IL
11/30/2006 - 02/05/2008
IFMG SECURITIES, INC. (CHICAGO IL)
IL
08/06/1997 - 12/31/2006
TCF INVESTMENTS, INC. (LOMBARD IL)
MN
10/15/1996 - 04/16/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 12/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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