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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Felton is an active investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the financial industry since February 5, 2020. He has a wide range of experience, including working with Fifth Third Bank and Fifth Third Securities. Brian has earned his Series 6, 7, 63, and 66 licenses. Brian's clients include high-net-worth individuals, individuals other than high-net-worth, corporations, pension and profit sharing plans, and charitable organizations. Brian specializes in various investment products, including equities, fixed income, mutual funds, and variable annuities. Brian is registered with the state of North Carolina, South Carolina, and Texas. Brian is also registered with the FINRA. Brian is a dedicated and experienced financial advisor who is committed to helping clients achieve their financial goals. Brian's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is one of the largest financial institutions in the United States. The firm offers a wide range of investment products and services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/05/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
06/27/2016 - 02/23/2018
FIFTH THIRD SECURITIES, INC. (HUNTERSVILLE NC)
BOTH
Issued 11/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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