Unclaimed
Brian Elsey is a financial advisor with Kovack Advisors, Inc., located in Phoenix, Arizona. Brian has over 20 years of experience in the financial services industry. Brian is registered to provide investment advice in Arizona, Texas, and Washington. Brian is also a registered representative with Kovack Securities Inc. Brian has a broad range of experience in financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/22/2015 - Present
Kovack Advisors, Inc. (PHOENIX AZ)
AZ
10/09/2009 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (PHOENIX AZ)
AZ
03/12/2008 - 09/18/2009
1ST GLOBAL CAPITAL CORP. (PHOENIX AZ)
AZ
10/23/2001 - 12/14/2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)
BOTH
Issued 05/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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