Unclaimed
Brian Earley is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with The Investment Center, Inc. in Pennsylvania. Brian previously worked with Washington Square Securities, Inc. in Connecticut and Nathan & Lewis Securities, Inc. in New York. Brian holds multiple licenses including Series 6, 24, 52, 62, 63, and 65. Brian has been actively involved in the financial industry since 1990.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/09/2000 - Present
THE Investment Center, Inc. (SUGARLOAF PA)
CT
01/07/1998 - 03/21/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
03/22/1994 - 12/31/1997
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CT
08/09/1993 - 04/21/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NJ
10/08/1990 - 08/02/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/08/1990 - 08/02/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 05/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1995
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/16/1994
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/05/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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