Unclaimed
Brian Scott Doyal is a financial professional with over 30 years of experience in the industry. Brian is currently a Registered Representative at Robert W. Baird & Co. Inc., where he has been employed since 2004. Brian is a licensed Series 7, Series 24, Series 63 and Series 79TO registered representative. Brian previously worked at CREDIT SUISSE FIRST BOSTON LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Brian holds a Series 63 license from the state of Illinois and is registered with the state of Florida, Illinois and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
07/06/2004 - Present
Robert W. Baird & Co. Inc. (CHICAGO IL)
NY
10/11/1992 - 04/14/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
11/03/2000 - 09/20/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 05/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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