Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Douglass is a financial advisor based in San Francisco, California. Brian is currently registered with Northwestern Mutual Investment Services, LLC and has been in the financial industry since 2014. Brian holds Series 63, Series 66, Series 7 and SIE licenses. Brian previously worked at Northwestern Mutual Investment Services, LLC in Nashville, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
11/10/2022 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
TN
05/03/2014 - 07/08/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)
BOTH
Issued 06/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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