Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dluzniewski has been in the financial services industry since 1994. Brian is currently a registered representative with LPL Financial LLC in Friendswood, Texas. Brian has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., John Hancock Funds, Inc., Transamerica Fund Distributors, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Brian is a licensed investment advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/06/2009 - Present
LPL Financial LLC (FRIENDSWOOD TX)
TX
12/23/1998 - 04/07/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NA
11/30/1998 - 12/22/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
09/25/1995 - 12/02/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MA
01/31/1995 - 02/24/1995
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
TX
10/27/1993 - 01/31/1995
TRANSAMERICA FUND DISTRIBUTORS, INC. (HOUSTON TX)
MN
05/12/1993 - 08/12/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/12/1993 - 08/12/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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