Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Brown is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with J.p. Morgan Securities LLC and has been with the firm since October 2012. Prior to that, Brian worked at CHASE INVESTMENT SERVICES CORP. and BANC ONE SECURITIES CORPORATION. Brian holds Series 6, 7, and 63 licenses and the SIE exam. Brian's specializations include investment advisory services, portfolio management for businesses and individuals, and financial planning. Brian is also registered in several states including Alaska, Arkansas, California, Colorado, Florida, Illinois, Indiana, Kansas, Mississippi, Montana, Nebraska, New Jersey, New Mexico, New York, North Dakota, Oklahoma, Oregon, South Dakota, Texas, Virginia, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (PLANO TX)
TX
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MCKINNEY TX)
IL
12/03/1996 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
04/23/1993 - 11/13/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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