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Brian Schneider

Wells Fargo Securities, LLC

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About Brian Schneider

Brian Schneider is a broker registered with Wells Fargo Securities, LLC. Brian has been in the industry for 1 year and is licensed in 53 states, plus Puerto Rico and the Virgin Islands. Brian has passed the Uniform Securities Agent State Law Examination (Series 63), the Investment Banking Registered Representative Examination (Series 79TO) and the Securities Industry Essentials Examination (SIE).

Firm Information

Brian Schneider is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Schneider’s Registration & Firm History

CA

09/14/2020 - Present

Wells Fargo Securities, LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/15/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Schneider.
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