Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Scarberry is a financial advisor at Wells Fargo Clearing Services, LLC. Brian has been working in the financial industry since 2004 and is registered with the state of Missouri. Brian has a broad range of experience, having previously worked at Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets Inc., Mutual Service Corporation and Salomon Smith Barney Inc. Brian holds a number of licenses and certifications, including Series 7, Series 9, Series 10, Series 63, and Series 65. Brian specializes in providing financial planning, investment consulting, and portfolio management for individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/19/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
07/25/2017 - 08/08/2022
MORGAN STANLEY (Kansas City MO)
MO
07/09/2010 - 06/06/2017
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
MO
06/01/2009 - 04/28/2010
MORGAN STANLEY SMITH BARNEY (CLAYTON MO)
MO
05/19/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CLAYTON MO)
MA
03/05/2004 - 05/20/2005
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
02/04/2002 - 01/10/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 10/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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