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Brian Sanger Frey

Franklin Distributors, LLC

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About Brian Sanger Frey

Brian Sanger Frey is a financial advisor with over 23 years of experience in the industry. Brian is currently registered with Franklin Distributors, LLC and has been with them since September 20, 2007. Brian has a Series 7, Series 63, and Series 24 license. Brian has a proven track record of success and is committed to providing clients with the highest quality financial advice.

Firm Information

Brian Frey is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Frey’s Registration & Firm History

NY

09/20/2007 - Present

Franklin Distributors, LLC (NEW YORK NY)

NY

10/27/1998 - 12/15/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

06/11/1996 - 09/11/1998

KNIGHT SECURITIES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Sanger Frey.
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