Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Salvatore Serio is a registered representative with Northwestern Mutual Investment Services, LLC in Downers Grove, Illinois. Brian has been in the securities industry for over three years. Brian has a Series 7TO, SIE, and Series 66 license. Brian has been with Northwestern Mutual Investment Services, LLC since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
12/20/2022 - Present
Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)
IL
01/28/2020 - 12/15/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DOWNERS GROVE IL)
IL
06/25/2019 - 11/06/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DOWNERS GROVE IL)
BOTH
Issued 12/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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