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Brian S Staples

CWM, LLC

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About Brian S Staples

Brian Staples is a financial advisor with CWM, LLC. Brian has been in the industry for over 20 years and has a strong track record of success. Brian is a Certified Financial Planner and holds Series 63, 65, 66, and 7 licenses. Brian specializes in providing financial planning, investment management, and retirement planning services.

Firm Information

Brian Staples is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Brian Staples’s Registration & Firm History

GA

11/21/2023 - Present

CWM, LLC (Atlanta GA)

GA

06/27/2013 - 03/04/2020

WOODBURY FINANCIAL SERVICES, INC. (ATLANTA GA)

GA

07/19/2004 - 01/20/2006

NEXT FINANCIAL GROUP, INC. (MCDONOUGH GA)

GA

07/03/2003 - 07/15/2004

TRIAD ADVISORS, INC. (ATLANTA GA)

GA

03/16/2000 - 05/05/2003

SUNTRUST SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 05/28/2013

Series 66 - Uniform Combined State Law Examination

IA

Issued 09/04/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Brian S Staples.
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