Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Johnson is an investment advisor representative in Wilmington, NC. Brian is currently registered with Equitable Advisors, LLC. Prior to that, Brian was registered with W&S Brokerage Services, Inc. Brian has been in the industry since 2018 and has 2 state exam categories, 3 product exam categories and 1 approved FINRA and SRO registration. Brian is also registered as an Investment Advisor Representative with the state of North Carolina. Brian holds the following licenses and certifications: Series 6, Series 7, Series 63, and Series 65. Brian has experience in the financial services industry, having worked with various companies including Western Southern Life, W&S Brokerage Services, Combined Insurance, AXA Advisors, LLC, and Equitable Advisors, LLC. Brian offers financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/21/2022 - Present
Equitable Advisors, LLC (WILMINGTON NC)
NC
10/15/2018 - 09/16/2019
W&S BROKERAGE SERVICES, INC. (Wilmington NC)
IA
Issued 12/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Johnson is the right advisor for you? Invested Better is here to help.
