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Brian S. Hamburger

Purshe Kaplan Sterling Investments

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About Brian S. Hamburger

Brian Hamburger is an investment advisor with over 20 years of experience in the industry. He has a Series 7, Series 63, and Series 65 licenses. He is currently registered with Purshe Kaplan Sterling Investments in Albany, NY. Brian has been a registered representative with Purshe Kaplan Sterling Investments since 2002. Previously, Brian was affiliated with Royal Alliance Associates, Inc. in Scottsdale, AZ. He has a broad range of experience and is able to provide investment advice to a variety of clients. Brian is committed to providing his clients with personalized service and helping them achieve their financial goals.

Firm Information

Brian Hamburger is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Hamburger’s Registration & Firm History

NY

10/09/2002 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

AZ

06/19/2000 - 10/17/2000

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

03/10/1998 - 09/16/1998

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 07/07/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian S. Hamburger.
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