Unclaimed
Brian Hamburger is an investment advisor with over 20 years of experience in the industry. He has a Series 7, Series 63, and Series 65 licenses. He is currently registered with Purshe Kaplan Sterling Investments in Albany, NY. Brian has been a registered representative with Purshe Kaplan Sterling Investments since 2002. Previously, Brian was affiliated with Royal Alliance Associates, Inc. in Scottsdale, AZ. He has a broad range of experience and is able to provide investment advice to a variety of clients. Brian is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/09/2002 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
AZ
06/19/2000 - 10/17/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
03/10/1998 - 09/16/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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