Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Boffa is a financial advisor with over 13 years of experience in the industry. Brian has a strong background in financial planning, portfolio management and insurance. Brian is currently registered with Cambridge Investment Research Advisors, Inc., and previously worked with Royal Alliance Associates, Inc. and SagePoint Financial, Inc.. Brian holds the Series 7, Series 63, and Series 65 licenses as well as the SIE exam. Brian is committed to providing clients with personalized financial advice and guidance. Brian specializes in working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
12/17/2019 - Present
Cambridge Investment Research Advisors, Inc. (Park Ridge NJ)
NJ
08/17/2009 - 12/18/2019
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
NJ
07/25/2008 - 08/05/2009
SAGEPOINT FINANCIAL, INC. (CRESSKILL NJ)
NJ
08/08/2006 - 07/24/2008
ROYAL ALLIANCE ASSOCIATES, INC. (ALLENTOWN NJ)
IA
Issued 04/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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