Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Roderick Brown is a financial advisor at Northwestern Mutual Investment Services, LLC. Brian has a strong background in the financial services industry, having earned his Series 63, Series 6TO and SIE licenses. Brian is registered with the state of Texas and 16 other states. Brian specializes in providing financial advice to individuals and families, helping them to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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TX
05/28/2022 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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