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Brian Robertson Cumming

Equitable Advisors, LLC

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About Brian Robertson Cumming

Brian Cumming is an investment advisor representative registered with Equitable Advisors, LLC, in Malta, NY. Brian has been in the securities industry since 2013. Brian Cumming's professional experience includes working as an advisor with AXA Advisors LLC. Brian Cumming has been registered with Equitable Advisors, LLC since 2013. Brian is registered in New York, South Carolina, Vermont and Virginia. Brian Cumming is a Series 66, Series 7 and SIE licensed professional. Brian Cumming is a member of the Stewarts MYO Scholarship Selection Committee and is a volunteer member of the Board of Directors of Northern Rivers.

Firm Information

Brian Cumming is currently registered with Equitable Advisors, LLC. Equitable Advisors, LLC is a Limited Liability Company formed in 1999 and headquartered in New York, NY. The firm provides financial planning, pension consulting, educational seminars, and selection of other advisors, among other services. They manage assets for individuals, businesses, and charitable organizations. Equitable Advisors, LLC is registered with the SEC and in 53 states.
Equitable Advisors, LLC

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$32.27B

Assets Under Management

141,324

Total Clients

4,926

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Cumming’s Registration & Firm History

NY

07/22/2021 - Present

Equitable Advisors, LLC (MALTA NY)

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Licenses & Designations

BOTH

Issued 08/22/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Brian Robertson Cumming. Review regulatory record here.
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