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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Roberts Wheeler is a financial advisor with over 12 years of experience in the financial services industry. Brian is a registered representative of Cambridge Investment Research Advisors, Inc. and holds a Series 6, Series 7TO, Series 24, Series 63 and Series 65. Brian is also a registered investment advisor in Virginia and Texas. Brian is affiliated with Cambridge Investment Research Advisors, Inc. which has over 448,526 client accounts and approximately 87 billion dollars in assets under management. Brian provides a variety of financial services to individuals, families and businesses. Brian's areas of expertise include financial planning, investment management and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
08/31/2022 - Present
Cambridge Investment Research Advisors, Inc. (Daleville VA)
NC
06/21/2017 - 09/28/2017
AMERITAS INVESTMENT CORP. (CHARLOTTE NC)
NC
10/17/2012 - 06/21/2017
CCF INVESTMENTS, INC. (CHARLOTTE NC)
GA
08/28/2006 - 01/15/2009
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 07/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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