Unclaimed
Brian Robert Thomas has been in the financial industry since 2010 and is currently registered with Foreside Fund Services, LLC. Brian is a registered representative in all 50 states, the District of Columbia, and Puerto Rico. Brian has a broad range of experience in the financial industry, including working at AON Securities Inc. and 1st Worldwide Financial Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/15/2015 - Present
Foreside Fund Services, LLC (CHICAGO IL)
IL
02/25/2014 - 08/06/2015
AON SECURITIES INC. (CHICAGO IL)
IL
03/08/2010 - 09/24/2012
FORESIDE FUND SERVICES, LLC (CHICAGO IL)
IL
05/23/2007 - 12/31/2008
1ST WORLDWIDE FINANCIAL PARTNERS, LLC (CHICAGO IL)
BC
Issued 09/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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