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Brian Robert Thomas

Foreside Fund Services, LLC

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About Brian Robert Thomas

Brian Robert Thomas has been in the financial industry since 2010 and is currently registered with Foreside Fund Services, LLC. Brian is a registered representative in all 50 states, the District of Columbia, and Puerto Rico. Brian has a broad range of experience in the financial industry, including working at AON Securities Inc. and 1st Worldwide Financial Partners, LLC.

Firm Information

Brian Thomas is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Thomas’s Registration & Firm History

IL

09/15/2015 - Present

Foreside Fund Services, LLC (CHICAGO IL)

IL

02/25/2014 - 08/06/2015

AON SECURITIES INC. (CHICAGO IL)

IL

03/08/2010 - 09/24/2012

FORESIDE FUND SERVICES, LLC (CHICAGO IL)

IL

05/23/2007 - 12/31/2008

1ST WORLDWIDE FINANCIAL PARTNERS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/27/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Robert Thomas.
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