Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Robert Smith is a financial professional registered with Evercore Group LLC. Brian has been active in the financial industry since 2018. Brian holds multiple licenses, including Series 79, Series 63, and Series 24. Brian is registered in 37 states including New York, California, Texas, and Florida. Brian has held prior roles with BOFA Securities, Inc. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2019 - Present
Evercore Group LLC (NEW YORK NY)
NY
05/10/2019 - 08/16/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
03/28/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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