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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Robert Prichard is a financial advisor with Commonwealth Financial Network, located in Portland, ME. Brian has been in the financial services industry since March 1999, and has been registered with Commonwealth Financial Network since July 2012. Brian has passed the Series 7, 31, and 63 exams, as well as the SIE exam and the Uniform Investment Adviser Law Examination. Brian also holds a Series 65 license and is registered with the state of Maine as both a broker-dealer and an investment advisor. Prior to joining Commonwealth Financial Network, Brian worked for Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
07/20/2012 - Present
Commonwealth Financial Network (Portland ME)
ME
06/01/2009 - 08/01/2012
MORGAN STANLEY SMITH BARNEY (KENNEBUNK ME)
ME
03/18/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
IA
Issued 04/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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