Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Meredith is a financial advisor based in Stamford, Connecticut. Brian has been in the industry since 1998. Brian is currently registered with UBS Securities LLC. Prior to joining UBS Securities LLC, Brian was with BANC OF AMERICA SECURITIES LLC and MORGAN STANLEY & CO., INCORPORATED. Brian has a strong track record of success in the financial services industry, with a wide range of experience in providing investment advice and financial planning services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/28/2006 - Present
UBS Securities LLC (STAMFORD CT)
NY
09/07/1999 - 08/28/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/06/1993 - 07/22/1994
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/12/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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