Unclaimed
Brian Robert Leach is a financial advisor with over 10 years of experience in the industry. Brian is registered to provide securities services in 53 states and is currently affiliated with Pimco Investments LLC. Brian has a variety of licenses and certifications, including Series 7, Series 3, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/05/2013 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
BC
Issued 11/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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