Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Koch is a financial professional with over 15 years of experience in the financial services industry. Brian is currently registered with Missionsquare Retirement and offers investment advisory services to individuals, businesses, and insurance companies. Previously, Brian was associated with FSC Securities Corporation, Charles Schwab & Co., Inc., TD Ameritrade, Inc., Principal Funds Distributor, Inc., UnionBanc Investment Services, LLC, and Ameriprise Financial Services, Inc. Brian has a strong background in portfolio management and financial planning. Brian is a Certified Financial Planner and holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DC
12/09/2022 - Present
Missionsquare Retirement (WASHINGTON DC)
CA
06/07/2022 - 10/04/2022
FSC SECURITIES CORPORATION (SAN DIEGO CA)
CA
01/26/2022 - 06/01/2022
CHARLES SCHWAB & CO., INC. (San Diego CA)
CA
05/26/2020 - 06/01/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
10/27/2016 - 02/19/2020
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
08/07/2015 - 09/29/2016
PRINCIPAL FUNDS DISTRIBUTOR, INC. (FOLSOM CA)
CA
03/13/2008 - 08/03/2015
UNIONBANC INVESTMENT SERVICES, LLC (SACRAMENTO CA)
CA
08/20/2007 - 02/11/2008
AMERIPRISE FINANCIAL SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 10/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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