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Brian Robert Kanaley

Tradeweb Direct LLC

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About Brian Robert Kanaley

Brian Kanaley is a financial advisor with Tradeweb Direct LLC located in Garden City, NY. Brian has over 25 years of experience in the financial industry. Brian has passed the Series 7, Series 63 and SIE exams. Brian's previous experience includes working at firms like Tradeweb L.L.C, Bonddesk Trading LLC, Further Lane Securities, L.P., Imperial Capital, LLC, Ladenburg, Thalmann & Co., Inc., M. J. Whitman, Inc., Advest, Inc., and PaineWebber Incorporated.

Firm Information

Brian Kanaley is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Kanaley’s Registration & Firm History

NY

04/14/2014 - Present

Tradeweb Direct LLC (GARDEN CITY NY)

NY

03/07/2011 - 06/12/2014

TRADEWEB L.L.C (NEW YORK NY)

NY

05/21/2007 - 03/08/2011

BONDDESK TRADING LLC (NEW YORK NY)

NY

11/17/2005 - 05/03/2007

FURTHER LANE SECURITIES, L.P. (NEW YORK NY)

CA

10/09/1998 - 06/14/1999

IMPERIAL CAPITAL, LLC (LOS ANGELES CA)

NY

07/24/1997 - 10/09/1998

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

10/14/1994 - 08/06/1997

M. J. WHITMAN, INC. (NEW YORK NY)

CT

02/19/1993 - 10/06/1994

ADVEST, INC. (HARTFORD CT)

NJ

05/29/1992 - 09/11/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

CT

06/21/1988 - 04/13/1992

ADVEST, INC. (HARTFORD CT)

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Licenses & Designations

BC

Issued 12/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Robert Kanaley.
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