Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Glass is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Finalis Securities LLC and is licensed to conduct business in Alabama, Florida, Georgia, and Missouri. Brian has held previous positions at Wells Fargo Clearing Services, LLC, Wells Fargo Securities, LLC, and A. G. Edwards & Sons, Inc. Brian's licenses include Series 7, Series 63, Series 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/22/2021 - Present
Finalis Securities LLC (New York NY)
MO
08/14/2013 - 07/07/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
07/01/2009 - 07/26/2013
WELLS FARGO SECURITIES, LLC (ST LOUIS MO)
CA
01/14/2008 - 07/01/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
MO
11/28/2000 - 12/14/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 12/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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