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Brian Robert Gaumont

Citizens Securities, Inc.

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About Brian Robert Gaumont

Brian Gaumont is a financial advisor registered with Citizens Securities, Inc. Brian has been in the financial services industry since 2008 and has experience working with individuals, corporations, and high-net-worth clients. Brian has experience working with clients in Florida, Maine, Minnesota, New Hampshire, South Carolina, and Wisconsin.

Firm Information

Brian Gaumont is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Gaumont’s Registration & Firm History

NH

05/05/2023 - Present

Citizens Securities, Inc. (NASHUA NH)

MA

07/22/2015 - 02/26/2020

SANTANDER SECURITIES LLC (AYER MA)

RI

04/02/2015 - 07/13/2015

CITIZENS SECURITIES, INC. (JOHNSTON RI)

MA

01/07/2013 - 03/27/2015

SANTANDER SECURITIES LLC (METHUEN MA)

MA

04/17/2012 - 01/03/2013

CCO INVESTMENT SERVICES CORP. (WALTHAM MA)

NH

01/24/2011 - 04/18/2012

LPL FINANCIAL LLC (HOLLIS NH)

NH

03/16/2009 - 11/17/2009

EDWARD JONES (DEERFIELD NH)

NH

09/25/2007 - 01/29/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (EXETER NH)

NH

06/06/2007 - 08/06/2007

MORGAN STANLEY & CO., INCORPORATED (PORTSMOUTH NH)

MA

12/13/2006 - 04/25/2007

BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)

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Licenses & Designations

BOTH

Issued 03/27/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2007

Series 7 - General Securities Representative Examination

BC

Issued 12/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Robert Gaumont.
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